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Alpha Broking Ltd financial authorities warnings & registrations:Public warning FSC Bulgaria
FINANCIAL SUPERVISION COMMISSION
ALPHA BROKING LTD
The Bulgarian Financial Supervision Commission (FSC) warns the public that company ALPHA
BROKING LTD is not licensed by the FSC and hence is not eligible to provide investment services
and activities under the Markets in Financial Instruments Act as well as under the Law on the
Activities of Collective Investment Schemes and Other Collective Investment Undertakings on the
territory of the Republic of Bulgaria, including through electronic platforms for trading with
The name of the company ALPHA BROKING LTD (in Bulgarian „Алфа Брокинг" ЕООД) resembles
the name of the brokerage firm Alpha Broking, licensed investment firm by the Australian
Securities and Investments Commission. The potential investors should bear in mind that ALPHA
BROKING LTD is NOT the same company as ALPHA BROKING.
It is also important to be noted that the headquarter address and the management address of ALPHA
BROKING LTD is identical with the address of the firm GLOBAL MARKETS LTD. (current name
INTERACTIVE COMPANY LTD.) The license of GLOBAL MARKETS LTD. for conducting activity as an
investment firm has been compulsorily revoked by the FSC with Decision No 651 – II, dated July
14th, 2014 on the grounds of committed by GLOBAL MARKETS LTD. and its employees systematic
violations of the Markets and Financial Instruments Act and its implementing acts. The FSC’s
decision for the license revocation was confirmed by the Supreme Administrative Court.
We would like to inform the potential investors that investment services and activities can be
provided only from licensed by FSC companies to perform activity as an investment firm or a
management company, as well as banks licensed by the Bulgarian National Bank and registered in
the FSC registry as an investment firm. Investment firm or management company with a
headquarter in a Member State which has received a license to provide investment services and
activities in accordance with EU legislation by the competent authority in the relevant Member
State may carry out the activity for which the license has been issued on the territory of Republic
of Bulgaria through a branch or under the freedom to provide services. Additional services may
only be provided together with an investment service and/or activity.
In regard to the above mentioned, the investors should have in mind that:
Firstly the investors must check whether the respective company is licensed by the FSC and is it
authorized, in accordance to the issued license, to provide investment services and activities to
Investors and potential investors should be aware that they could be deceived and could suffer
significant financial losses when concluding contracts and submitting orders with companies
that are not licensed by the FSC or by the competent authority of another Member State,
including providing of funds for concluding of transactions with financial instruments.
List of investment firms and management companies licensed by the FSC could be found on the
FSC's website at:
List of investment firms from EU member states notified the FSC for their intention to provide
services and activities on the territory of the Republic of Bulgaria could be found on the follow
The financial assets and funds provided by the investors to companies without a license are not guaranteed
by the Investor Compensation Fund.
Sofia, April 7, 2015
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